Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Baquet is a financial advisor with Thinkequity LLC. Nelson has been in the financial industry since 2008 and has a broad range of experience in the industry. Nelson holds the Series 7, Series 24, Series 63, and Series 79TO licenses. Nelson is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/20/2018 - Present
Thinkequity LLC (NEW YORK NY)
NY
09/09/2015 - 04/19/2018
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
09/12/2011 - 10/06/2015
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
08/09/2010 - 09/13/2011
RODMAN & RENSHAW, LLC (NEW YORK NY)
NY
06/13/2008 - 08/09/2010
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
BC
Issued 06/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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