Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson S. Broncano is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Nelson has been in the financial services industry since 2000. Nelson has been registered with Merrill Lynch since 1999 and has held previous positions at firms like TradeStation Securities, Inc., Equity Station, Inc., Scottrade, Inc., Lion's Group Trading LLC and Spear, Leeds & Kellogg, L.P. Nelson is a licensed broker and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/19/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
09/28/2005 - 04/11/2006
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
12/03/2003 - 11/04/2004
EQUITY STATION, INC. (BOCA RATON FL)
MO
01/31/2003 - 12/01/2003
SCOTTRADE, INC. (ST. LOUIS MO)
NY
03/13/2002 - 02/04/2003
LION'S GROUP TRADING LLC (NEW YORK NY)
NY
06/30/2000 - 03/12/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
10/21/1999 - 07/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/23/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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