Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Lake is a financial advisor with over 20 years of experience in the industry. Nelson currently works at TIAA-CREF Individual & Institutional Services, LLC, which is a subsidiary of Teachers Insurance and Annuity Association of America-College Retirement Equities Fund (TIAA-CREF). Prior to joining the firm, Nelson worked at J.P. Morgan Securities LLC, Cetera Advisor Networks LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley Distribution, Inc., Brown Brothers Harriman & Co., Resrv Partners, Inc., MONY Securities Corporation, Computershare Securities Corporation, NYLIFE Securities Inc., BrokerageAmerica, LLC, BrokerageAmerica, Inc, CSFBDIRECT, INC., Investec Ernst & Company, Stuart, Coleman & Co., Inc., Commonwealth Associates, Gruntal & Co. Incorporated, Prudential Securities Incorporated, Americorp Securities, Inc. and Chatfield Dean & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
01/26/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Staten Island NY)
NY
03/22/2013 - 12/02/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
09/07/2011 - 01/31/2013
CETERA ADVISOR NETWORKS LLC (FLORHAM PARK NJ)
NY
06/01/2009 - 11/23/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
10/22/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NJ
05/07/2007 - 08/22/2007
MORGAN STANLEY DISTRIBUTION, INC. (JERSEY CITY NJ)
NY
10/07/2005 - 02/27/2007
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
NY
03/01/2005 - 08/25/2005
RESRV PARTNERS, INC. (NEW YORK NY)
NY
04/26/2004 - 03/07/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IL
01/06/2004 - 01/12/2004
COMPUTERSHARE SECURITIES CORPORATION (CHICAGO IL)
NY
06/18/2003 - 09/25/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
04/15/2002 - 01/15/2003
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
05/29/2001 - 04/15/2002
BROKERAGEAMERICA, INC (NE W YORK NY)
NJ
01/12/2000 - 05/16/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NY
06/01/1999 - 11/04/1999
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
12/06/1996 - 06/01/1999
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NY
07/12/1996 - 12/13/1996
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
10/12/1995 - 07/24/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
07/21/1995 - 09/25/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/20/1994 - 07/19/1995
AMERICORP SECURITIES, INC. (NEW YORK NY)
CO
08/19/1994 - 09/16/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 02/03/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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