Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Marc Braff is a financial professional with over 27 years of experience in the industry. Nelson is currently registered with Kingswood Capital Partners, LLC. Previously, Nelson was registered with Benchmark Investments, LLC, Newbridge Securities Corporation, Legend Securities, Inc. and PHD Capital. Nelson holds the Series 7, Series 24, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/19/2023 - Present
Kingswood Capital Partners, LLC (New York NY)
NY
02/23/2019 - 05/19/2023
BENCHMARK INVESTMENTS, LLC (New York NY)
NY
07/06/2016 - 02/21/2019
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
09/21/2012 - 07/06/2016
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
05/01/1996 - 10/11/2012
PHD CAPITAL (NEW YORK NY)
IA
Issued 08/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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