Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Mahan Kelly has over 30 years of experience in the financial services industry. Nelson is a Registered Representative of Oppenheimer & Co. Inc. Nelson is also a Registered Investment Advisor. Nelson has been with Oppenheimer & Co. Inc. since 2017. Prior to that, Nelson worked at SunTrust Investment Services, Inc. for over five years. Nelson holds licenses for Series 6, 7, 9, 10, 63, 65, and 66. Nelson provides financial planning, portfolio management, and investment advisory services to individual clients and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
03/31/2020 - Present
Oppenheimer & Co. Inc. (WINSTON-SALEM NC)
NC
04/16/2012 - 07/10/2017
SUNTRUST INVESTMENT SERVICES, INC. (MORGANTON NC)
NC
08/15/2011 - 02/21/2012
FIRST CITIZENS INVESTOR SERVICES, INC. (PINEHURST NC)
NC
12/20/2010 - 07/06/2011
PURSHE KAPLAN STERLING INVESTMENTS (RALEIGH NC)
NC
09/23/2003 - 11/15/2010
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
GA
06/02/2003 - 09/17/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
VA
06/26/2000 - 05/23/2003
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NC
05/19/1993 - 06/28/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CT
05/31/1989 - 06/01/1993
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CT
04/28/1988 - 12/04/1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
BOTH
Issued 12/15/2000
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/16/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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