Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Hawkins is a financial advisor with over 40 years of experience in the industry. Nelson is registered to provide investment advice in multiple states and holds both Series 7 and Series 63 licenses. Nelson is currently affiliated with Wells Fargo Clearing Services, LLC, a firm with over $10 billion in assets under management. Nelson also served on the board of several organizations, including the Rhode Island Sailing Events Commission and the Town of Barrington Harbor Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
05/05/2011 - Present
Wells Fargo Clearing Services, LLC (PROVIDENCE RI)
RI
06/01/2009 - 04/29/2011
MORGAN STANLEY SMITH BARNEY (PROVIDENCE RI)
RI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
RI
09/23/1991 - 04/02/2007
MORGAN STANLEY DW INC. (PROVIDENCE RI)
NY
03/02/1982 - 10/01/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/11/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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