Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Faro has been in the financial industry since 1984, focusing on providing investment advice and financial planning services to individuals, businesses, and charitable organizations. Nelson is a Registered Representative and Investment Adviser Representative of Rockefeller Financial LLC. Nelson has over 30 years of experience in the financial services industry and has held positions at several leading firms including Morgan Stanley, UBS Financial Services Inc., and Prudential Securities Incorporated. Nelson has a strong track record of providing high-quality financial advice to his clients, and he is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/21/2021 - Present
Rockefeller Financial LLC (Boca Raton FL)
FL
06/01/2009 - 01/19/2021
MORGAN STANLEY (AVENTURA FL)
FL
01/16/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (AVENTURA FL)
FL
06/10/1994 - 01/27/2009
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
NY
03/22/1984 - 06/30/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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