Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Eggleston Walters is a financial advisor with over 30 years of experience in the financial services industry. Nelson has been registered with Wells Fargo Clearing Services, LLC since 2016. Previously, Nelson was registered with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Fahnestock & Co., Inc. and First of Michigan Corporation. Nelson holds FINRA Series 7, 8, 9, 10, 31 and 63 licenses, as well as the SIE and Series 65 licenses. Nelson is a registered investment advisor in Michigan and California and is also a licensed broker-dealer in several other states. Nelson specializes in providing financial planning, investment consulting and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
01/20/2011 - Present
Wells Fargo Clearing Services, LLC (HOLLAND MI)
MI
06/01/2009 - 01/27/2011
MORGAN STANLEY SMITH BARNEY (MUSKEGON MI)
MI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOLLAND MI)
MI
04/23/1999 - 04/02/2007
MORGAN STANLEY DW INC. (HOLLAND MI)
NY
01/01/1999 - 05/10/1999
FAHNESTOCK & CO., INC. (NEW YORK NY)
MI
03/03/1995 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
NY
07/08/1992 - 03/15/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nelson Walters is the right advisor for you? Invested Better is here to help.
