Unclaimed
Nelson Edward Link is a financial advisor with RBC Capital Markets, LLC. Nelson has been in the industry since February 14, 1988. Prior to joining RBC Capital Markets, LLC, Nelson worked at UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Wachovia Securities, Inc., Crestar Securities Corporation, First Union Brokerage Services, Inc., Dominion Investment Banking, Inc., Davenport & Co. of Virginia, Inc. and Robert Thomas Securities, Inc. Nelson is licensed in 28 states and has several professional certifications. Nelson is a licensed Investment Advisor Representative, Securities Industry Essentials Examination, General Securities Representative Examination, Series 4, Series 10, Series 24 and Series 31.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
05/04/2021 - Present
RBC Capital Markets, LLC (Roanoke VA)
VA
02/28/2012 - 05/13/2021
UBS FINANCIAL SERVICES INC. (ROANOKE VA)
VA
06/01/2009 - 03/05/2012
MORGAN STANLEY SMITH BARNEY (ROANOKE VA)
VA
10/23/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ROANOKE VA)
NC
07/07/1995 - 10/31/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
VA
11/01/1993 - 07/07/1995
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NC
05/28/1993 - 06/10/1994
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
05/18/1990 - 05/28/1993
DOMINION INVESTMENT BANKING, INC.
VA
07/24/1989 - 05/14/1990
DAVENPORT & CO. OF VIRGINIA, INC. (RICHMOND VA)
NA
01/19/1988 - 06/29/1989
ROBERT THOMAS SECURITIES, INC
IA
Issued 09/26/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/1991
Series 4 - Registered Options Principal Examination
BC
Issued 07/10/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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