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Nelson Dume

Schwab Wealth Advisory, Inc.

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About Nelson Dume

Nelson Dume Jr. is a financial advisor with Schwab Wealth Advisory, Inc. Nelson has over 17 years of experience in the financial services industry. Nelson is registered to provide investment advice in 53 states and the District of Columbia. Nelson has a wide range of experience, having previously worked at Citigroup Global Markets Inc. and WM Financial Services, Inc.

Firm Information

Nelson Dume is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Nelson Dume’s Registration & Firm History

IL

08/29/2024 - Present

Schwab Wealth Advisory, Inc. (Chicago IL)

IL

05/29/2007 - 07/26/2024

CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)

FL

01/05/2007 - 05/29/2007

CITICORP INVESTMENT SERVICES (WESTON FL)

FL

06/12/2006 - 12/20/2006

WM FINANCIAL SERVICES, INC. (WESTON FL)

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Licenses & Designations

BOTH

Issued 04/03/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/30/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2007

Series 7 - General Securities Representative Examination

BC

Issued 06/10/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nelson Dume.
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