Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Rinehart is a financial professional with over 17 years of experience in the financial services industry. Nelson has held positions at several firms including Northwestern Mutual Investment Services, LLC, KESTRA INVESTMENT SERVICES, LLC and Financial Telesis Inc. Currently, Nelson Rinehart is a Registered Representative with MMA Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
MA
04/03/2023 - Present
MMA Securities LLC (Boston MA)
PA
11/30/2021 - 03/24/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (York PA)
CA
10/10/2014 - 07/07/2017
KESTRA INVESTMENT SERVICES, LLC (Aliso Viejo CA)
CA
05/23/2011 - 07/23/2014
FINANCIAL TELESIS INC (ALISO VIEJO CA)
PA
12/18/2006 - 06/13/2007
PAPALIA SECURITIES, INC. (DOYLESTOWN PA)
OH
07/02/2004 - 11/16/2004
ARIS SECURITIES COMPANY (MAYFIELD HEIGHTS OH)
MD
09/16/1998 - 01/31/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
PA
05/13/1997 - 09/08/1998
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
MD
06/16/1995 - 12/12/1995
FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)
BC
Issued 08/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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