Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelson? Claim Your ProfileNelson Arturo Goenaga is a financial advisor currently registered with Allspring Funds Management, LLC in Charlotte, NC. Nelson has been in the financial services industry for over 18 years. Nelson has a Series 4, Series 7, Series 24 and Series 66 licenses. Nelson has previously been registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, LPL FINANCIAL LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Nelson has been working with Allspring Funds Management, LLC for over 7 years. Prior to working with Allspring Funds Management, LLC, Nelson worked with Wells Fargo Funds Management, LLC. Nelson provides advisory services to investment companies, pooled investment vehicles, high-net-worth individuals, individuals other than high-net-worth, and corporations or other businesses. Nelson has experience working with individuals, businesses, and investment companies. Nelson works with clients across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
12/27/2016 - Present
Allspring Funds Management, LLC (Charlotte NC)
NC
02/07/2013 - 02/24/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
05/14/2008 - 01/24/2013
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
04/22/2005 - 05/01/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MN
06/11/2004 - 04/06/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/11/2004 - 04/06/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2006
Series 4 - Registered Options Principal Examination
BC
Issued 02/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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