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Nelson Angel Baez

THE Leaders Group, Inc.

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About Nelson Angel Baez

Nelson Baez is a financial advisor with The Leaders Group, Inc. He is registered with FINRA and the states of California and Florida. Nelson has over 30 years of experience in the financial services industry. His experience includes working with UBS Financial Services Inc., Morgan Stanley, Citigroup Global Markets Inc., MetLife Securities Inc., and New York Life Securities Inc. Nelson holds the Series 6, 7, 22, 24, 26, 63, and 65 licenses.

Firm Information

Nelson Baez is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nelson Baez’s Registration & Firm History

CO

07/11/2019 - Present

THE Leaders Group, Inc. (LITTLETON CO)

FL

05/28/2013 - 07/11/2019

UBS FINANCIAL SERVICES INC. (FT. LAUDERDALE FL)

NY

06/01/2009 - 02/07/2013

MORGAN STANLEY (PURCHASE NY)

NY

08/07/2000 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

MA

10/24/1996 - 01/28/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/24/1996 - 01/28/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

07/08/1994 - 07/31/1996

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

09/08/1988 - 05/16/1994

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

09/08/1988 - 05/16/1994

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/25/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/22/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/1999

Series 7 - General Securities Representative Examination

BC

Issued 03/31/1995

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 09/06/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nelson Angel Baez.
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