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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelly? Claim Your ProfileNelly Regina Johnston is an active Investment Advisor Representative with Raymond James Financial Services Advisors, Inc., based in Bellevue, WA. Nelly has been in the industry since 2012. Prior to joining Raymond James, Nelly worked with LPL Financial LLC and Wells Fargo Advisors, LLC. Nelly holds the Series 6, 7, and 63 securities licenses as well as the Series 65 Investment Advisor license. Nelly works with individuals, high-net-worth individuals, corporations, businesses, and retirement plans to provide financial planning, portfolio management, and other investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
09/10/2018 - Present
Raymond James Financial Services Advisors, Inc. (BELLEVUE WA)
WA
09/25/2014 - 09/12/2018
LPL FINANCIAL LLC (TUKWILA WA)
WA
01/19/2012 - 08/06/2013
WELLS FARGO ADVISORS, LLC (WOODINVILLE WA)
WA
10/09/2009 - 04/20/2010
CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)
IA
Issued 07/02/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/08/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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