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Nelly Paul Brown

State Street Global Advisors Funds Distributors, LLC

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About Nelly Paul Brown

Nelly Brown is a registered representative with State Street Global Advisors Funds Distributors, LLC, located in Boston, MA. Nelly has been in the financial services industry since October 13, 2022.

Firm Information

Nelly Brown is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nelly Brown’s Registration & Firm History

MA

10/14/2022 - Present

State Street Global Advisors Funds Distributors, LLC (Boston MA)

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Licenses & Designations

BC

Issued 11/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/02/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nelly Paul Brown.
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