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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nellie? Claim Your ProfileNellie Roubaud is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nellie has been in the securities industry since January 2023. Nellie is licensed in Alaska, Arizona, Florida, Idaho, Oregon, Texas, Virginia and Washington. Nellie is also a registered investment advisor representative in Texas and Washington. Nellie has a Series 7, Series 66 and SIE. Nellie holds a license for the Uniform Combined State Law Examination, the General Securities Representative Examination and the Securities Industry Essentials Examination. Nellie is a licensed financial professional with a background in finance and economics. Nellie specializes in providing financial advice and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
02/17/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (REDMOND WA)
BOTH
Issued 02/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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