Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nellie? Claim Your ProfileNellie Katherine Wise is a financial advisor at Open To The Public Investing, Inc., a broker-dealer firm with headquarters located in New York, NY. She holds the Series 7TO, Series 66, and SIE licenses. Nellie is registered with the Financial Industry Regulatory Authority (FINRA), as well as with state securities regulators. She began working in the financial services industry on March 13, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2023 - Present
Open TO THE Public Investing, Inc. (New York NY)
BOTH
Issued 06/21/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Nellie Wise is the right advisor for you? Invested Better is here to help.
