Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nelli? Claim Your ProfileNelli Novak is a financial professional with over 10 years of experience in the financial services industry. Nelli is currently registered with UBS Asset Management (us) Inc. and holds a Series 7, Series 63, Series 24, Series 3, and Series 99TO licenses. Nelli has worked in the New York City area throughout her career. Nelli is dedicated to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/30/2022 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NY
04/14/2012 - 10/07/2022
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 05/02/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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