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Nelister Riviere

J.p. Morgan Securities LLC

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About Nelister Riviere

Nelister Riviere is a financial advisor with J.p. Morgan Securities LLC, a large investment firm managing over $249 billion in assets. Nelister has been in the industry since 2007 and holds the Series 6, Series 63, and SIE licenses. Nelister specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Nelister is registered to provide investment advice in California, Connecticut, New Jersey, and New York. Before joining J.p. Morgan Securities LLC, Nelister was employed at CHASE INVESTMENT SERVICES CORP.

Firm Information

Nelister Riviere is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Nelister Riviere’s Registration & Firm History

NY

10/01/2012 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

10/25/2007 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/07/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nelister Riviere. Review regulatory record here.
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