Unclaimed
Neiman Christopher Oquin is a financial advisor associated with Fidelity Brokerage Services LLC, registered with the state of Texas. Neiman has been in the financial industry since April 2024. Neiman holds a Series 7TO, Series 63, and SIE license, and is currently registered with 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/17/2024 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 05/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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