Unclaimed
Neill Smith is a financial professional with Nationwide Investment Services Corp. Neill has been in the financial services industry since March 2021. Neill is registered with the following securities regulatory organizations: FINRA, and the state of Kentucky. Neill holds the following licenses: Series 63, Series 6TO and SIE. Neill also holds registrations in 12 states including Arizona, Colorado, Idaho, Kentucky, Montana, Nevada, North Dakota, Oregon, South Dakota, Utah, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
03/29/2021 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
BC
Issued 04/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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