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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neill? Claim Your ProfileNeill Jennings is a financial advisor with over 30 years of experience in the industry. Neill currently works at Wells Fargo Clearing Services, LLC. Neill is registered to provide investment advice in North Carolina and Texas. Neill has a strong background in securities, futures, and options trading. Neill has experience working with a variety of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/08/2025 - Present
Wells Fargo Clearing Services, LLC (GREENVILLE NC)
NC
07/02/1997 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
10/14/1993 - 06/17/1997
NATIONSSECURITIES
MO
04/02/1990 - 10/11/1993
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/14/1988 - 04/23/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
02/08/1988 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 09/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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