Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Yukio Nakagawa is an Investment Advisor Representative at The Pacific Financial Group, Inc. in Bellevue, Washington. Neil has been in the financial industry since 2001 and holds various licenses and designations. He is licensed in both California and Washington and has experience in various sectors including but not limited to financial planning, portfolio management, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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WA
12/06/2019 - Present
THE Pacific Financial Group, Inc. (BELLEVUE WA)
PA
06/04/2013 - 07/29/2015
ANTHEM SECURITIES, INC. (PITTSBURGH PA)
AZ
10/31/2012 - 06/27/2013
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
CA
01/04/2008 - 08/01/2012
CYPRESS CAPITAL CORPORATION (SAN FRANCISCO CA)
MA
08/16/2005 - 12/21/2007
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
02/26/2001 - 06/20/2005
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
NY
03/27/1995 - 11/29/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
02/02/1995 - 04/06/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 07/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2001
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/24/1995
Series 31 - Futures Managed Funds Examination
Active
Inactive
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