Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Young is a registered representative with Needham & Company, LLC. Neil has been in the industry since 2020 and has experience working with EVERCORE GROUP L.L.C., BARCLAYS CAPITAL INC., and CLEVELAND RESEARCH COMPANY LLC. Neil is licensed in California, Massachusetts, and New York and holds Series 7TO, Series 86, Series 87, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
10/18/2023 - Present
Needham & Company, LLC (NEW YORK NY)
NY
06/16/2022 - 04/10/2023
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
06/15/2021 - 06/23/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
OH
09/10/2020 - 06/03/2021
CLEVELAND RESEARCH COMPANY LLC (CLEVELAND OH)
BC
Issued 10/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/09/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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