Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil William Talbot is a financial advisor at UBS Asset Management (americas) LLC. Neil has over 25 years of experience in the financial services industry. Neil specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Neil is licensed in 53 states and the District of Columbia. Neil also holds Series 6, 7, 24, 26, 52, 53 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
08/26/2020 - Present
UBS Asset Management (americas) LLC (Los Angeles CA)
NJ
03/17/2006 - 08/10/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/16/2006 - 03/21/2006
UBS SECURITIES LLC (NEW YORK NY)
NJ
04/24/2003 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/11/1997 - 01/30/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AZ
06/28/1995 - 12/31/1996
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
02/20/1995 - 04/25/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 09/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/16/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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