Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Rosenblatt is a financial advisor at LPL Financial LLC, located in Scottsdale, Arizona. Neil has been in the financial services industry since March 20, 1983. Neil holds several licenses and certifications including Series 6, 22, and 63. Neil has extensive experience in the financial services industry and is committed to providing his clients with personalized financial advice. Neil is registered to provide financial services in Arizona, California, Colorado, New Jersey and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/17/2024 - Present
LPL Financial LLC (Scottsdale AZ)
AZ
01/07/2015 - 04/17/2024
CROWN CAPITAL SECURITIES, L.P. (Scottsdale AZ)
AZ
02/09/1989 - 12/31/2014
NEW ENGLAND SECURITIES (SCOTTSDALE AZ)
NA
02/03/1986 - 11/02/1988
MML INVESTORS SERVICES, INC.
MA
04/21/1983 - 11/02/1988
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
09/18/1984 - 02/08/1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
12/07/1982 - 07/05/1984
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BC
Issued 07/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/06/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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