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Neil Wesley Borg

B. C. Ziegler AND Co.

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About Neil Wesley Borg

Neil Wesley Borg is a financial professional with over 18 years of experience in the financial services industry. Neil is currently a registered representative with B. C. Ziegler and Co. where he has been employed since May 2006. Previously Neil worked at Friedman, Billings, Ramsey & Co., Inc. in Los Angeles, CA. Neil is a Series 7, 52TO, 63, and 79TO licensed professional. Neil's expertise includes investment banking, municipal securities and general securities. Neil is registered in Maryland and New York.

Firm Information

Neil Borg is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neil Borg’s Registration & Firm History

MD

05/10/2006 - Present

B. C. Ziegler AND Co. (BETHESDA MD)

CA

11/04/2004 - 05/11/2006

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 12/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/26/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neil Wesley Borg.
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