Unclaimed
Neil Warren Rollins is a financial advisor with Truist Securities, Inc. based in Atlanta, Georgia. Neil has been in the industry since May 6, 2021. Neil holds a Series 7TO, Series 79TO, and Series 63 licenses. Neil is registered in 52 states and is actively registered in 52 states and with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
05/07/2021 - Present
Truist Securities, Inc. (ATLANTA GA)
BC
Issued 07/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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