Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Thomas Hartzog is a financial advisor and insurance agent with over 20 years of experience in the financial services industry. Neil holds a Series 6, 7, 24, 51, and 63 license as well as a Series 65 license. He also holds the Certified Financial Planner designation. Neil is currently affiliated with Private Advisor Group, LLC and previously worked with NFP Advisor Services, LLC, ING Financial Partners, Inc., and Waddell & Reed, Inc. Neil provides a variety of financial advisory services, including financial planning, pension consulting, portfolio management, and educational seminars. His clientele includes individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
CT
07/24/2024 - Present
Private Advisor Group, LLC (West Hartford CT)
CT
06/07/2005 - 03/31/2016
NFP ADVISOR SERVICES, LLC (WEST HARTFORD CT)
CT
05/05/2003 - 06/06/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
KS
01/01/1999 - 05/09/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 01/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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