Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Daley is a financial advisor with over 35 years of experience. Neil is currently registered with Osaic Wealth, Inc. in Florida and Connecticut. Neil has previously worked for Securities America, Inc., Cetera Advisors LLC, Vestax Securities Corporation, American Capital Corporation and First Investors Corporation. Neil holds the Series 6, Series 26 and Series 63 licenses. Neil is a financial advisor with a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/14/2024 - Present
Osaic Wealth, Inc. (FORT MYERS FL)
CT
08/01/2016 - 06/14/2024
SECURITIES AMERICA, INC. (BRISTOL CT)
CT
01/01/2004 - 08/23/2016
CETERA ADVISORS LLC (BRISTOL CT)
OH
08/31/1998 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
PA
08/24/1988 - 09/10/1998
AMERICAN CAPITAL CORPORATION (VALLEY FORGE PA)
NA
09/24/1986 - 08/17/1988
FIRST INVESTORS CORPORATION
BC
Issued 07/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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