Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Thomas Brittain is a registered investment advisor representative with Cetera Investment Advisers LLC. Neil has over 10 years of experience in the financial services industry, and has held previous positions with Wells Fargo Clearing Services, LLC, Wells Fargo Advisors, LLC, and BBVA Compass Investment Solutions, Inc. Neil's expertise in financial planning allows him to provide financial advice for individuals and families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
03/02/2020 - Present
Cetera Investment Advisers LLC (TUSCALOOSA AL)
AL
07/03/2018 - 02/25/2020
WELLS FARGO CLEARING SERVICES, LLC (TUSCALOOSA AL)
AL
11/08/2012 - 10/15/2013
WELLS FARGO ADVISORS, LLC (TUSCALOOSA AL)
AL
12/23/2010 - 10/26/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
IA
Issued 08/06/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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