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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Brittain is an investment advisor representative at Cetera Investment Advisers LLC. Neil has been in the securities industry since 2012. Neil holds a Series 6, Series 7, Series 63, and Series 65 licenses, as well as the SIE certification. Neil has a professional background in financial services, previously working at Wells Fargo Advisors, LLC, BBVA Compass Investment Solutions, Inc, and Regions Bank. Neil also works as a football chain crew member for the University of Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
03/02/2020 - Present
Cetera Investment Advisers LLC (TUSCALOOSA AL)
AL
07/03/2018 - 02/25/2020
WELLS FARGO CLEARING SERVICES, LLC (TUSCALOOSA AL)
AL
11/08/2012 - 10/15/2013
WELLS FARGO ADVISORS, LLC (TUSCALOOSA AL)
AL
12/23/2010 - 10/26/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
IA
Issued 8/6/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/3/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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