Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Frankel is a financial professional with over 40 years of experience in the industry. Neil currently works at Vanderbilt Securities, LLC. Neil has been registered with FINRA since 1982 and holds a Series 6 and Series 63 license. Neil also holds the SIE license. Neil's previous experience includes roles at AEGIS CAPITAL CORP., Yankee Financial Group, Inc., Wise Planning Corp. and The G.M.S. Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/22/2006 - Present
Vanderbilt Securities, LLC (NEW YORK NY)
NY
06/07/2005 - 11/21/2006
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
01/10/2003 - 06/30/2005
YANKEE FINANCIAL GROUP, INC. (MELVILLE NY)
NY
09/17/1986 - 12/31/2002
WISE PLANNING CORP. (HICKSVILLE NY)
NJ
12/11/1990 - 11/22/1994
THE G.M.S. GROUP, INC. (EAST HANOVER NJ)
NA
05/11/1982 - 07/27/1987
MONY SECURITIES CORP.
NA
02/22/1985 - 08/20/1986
WISE PLANNING CORP.
BC
Issued 10/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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