Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil T. Fentress is a financial advisor with over 20 years of experience in the financial services industry. Neil is currently registered with ADP Broker-Dealer, Inc. Neil previously worked at Touchstone Securities, Inc. and Edward Jones. Neil is licensed to sell securities in all 50 states and the District of Columbia. Neil has a Series 7, Series 26, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/01/2005 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
OH
11/13/2001 - 07/23/2004
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
MO
11/21/2000 - 01/05/2001
EDWARD JONES (ST. LOUIS MO)
BC
Issued 11/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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