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Neil Stewart Frood

Sage, Rutty & CO., Inc.

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About Neil Stewart Frood

Neil Stewart Frood is an Investment Advisor Representative with Sage, Rutty & CO., Inc. Neil Frood has been in the industry since September 20, 2003 and has been registered with the firm since January 2001. Neil Frood is currently registered with the states of Florida and New York. Neil Frood holds the Series 65, 66, 7 and SIE licenses. Neil Frood has previous experience with Sage, Rutty & CO., Inc.

Firm Information

Neil Frood is currently registered with Sage, Rutty & CO., Inc.. Sage, Rutty & CO., Inc. is a registered investment advisor with over 80 years of experience. Based in Rochester, NY, the firm provides financial planning, educational seminars, and portfolio management services to individuals, corporations, and charitable organizations. Sage, Rutty & CO., Inc. manages over $2.4 billion in assets for its clients. The firm has a team of 39 investment advisor representatives and 27 licensed agents who are committed to providing their clients with personalized financial advice.
Sage, Rutty & CO., Inc.

100 CORPORATE WOODS

ROCHESTER, NY 14623

$2.47B

Assets Under Management

100

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Neil Frood’s Registration & Firm History

NY

08/09/2021 - Present

Sage, Rutty & CO., Inc. (ROCHESTER NY)

NY

10/24/2002 - 01/06/2003

SAGE, RUTTY & CO., INC. (ROCHESTER NY)

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Licenses & Designations

IA

Issued 07/31/2008

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 07/23/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Neil Stewart Frood. Review regulatory record here.
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