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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Okun is a financial advisor with Morgan Stanley. Neil has been in the financial industry since 1994 and has a strong track record of providing investment advice to individuals, families, and businesses. He has extensive experience working with clients on a wide range of financial planning needs, including retirement planning, college savings, estate planning, and investment management. Neil holds the Series 7 and Series 63 licenses, and the SIE. Neil has a deep understanding of the financial markets and is committed to providing his clients with the highest level of personalized service. Before joining Morgan Stanley, Neil worked at Wells Fargo Advisors, Oppenheimer & Co., and Citigroup Global Markets. Neil is passionate about helping clients achieve their financial goals and believes that education and communication are key to a successful advisor-client relationship.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
12/05/2019 - Present
Morgan Stanley (Boca Raton FL)
FL
05/16/2014 - 12/09/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CORAL SPRINGS FL)
NY
09/10/2009 - 05/19/2014
OPPENHEIMER & CO. INC. (JERICHO NY)
NY
06/01/2009 - 09/28/2009
MORGAN STANLEY SMITH BARNEY (JERICHO NY)
NY
10/14/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JERICHO NY)
NY
03/23/1999 - 10/17/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/10/1995 - 03/08/1999
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
06/06/1994 - 03/22/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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