Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Rothman is a financial advisor with Liquidnet, Inc., a firm with a strong focus on technology and innovation. With over 10 years of experience in the financial industry, Neil has a broad range of expertise, including equities, commodities, and options. Neil holds multiple licenses and certifications, including Series 7, Series 24, and Series 55, demonstrating his commitment to providing comprehensive and professional financial advice. Neil is dedicated to providing personalized financial guidance and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2022 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
01/01/2012 - 01/04/2022
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 01/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/27/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Neil Rothman is the right advisor for you? Invested Better is here to help.
