Unclaimed
Neil Zimmerman is a financial advisor who has been in the industry since 1999. Neil is currently registered with Riversource Distributors, Inc. and is licensed in Minnesota. Previously, Neil was registered with American Enterprise Investment Services Inc. and Ameriprise Financial Services, Inc. Neil specializes in investment company products and variable contracts and holds the Series 6, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/31/2022 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
01/03/2017 - 08/31/2022
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
10/11/1999 - 01/18/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
10/11/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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