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Neil Robert Tidwell

Nomura Securities International, Inc.

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About Neil Robert Tidwell

Neil Tidwell is a financial professional with over 10 years of experience in the industry. Neil is currently registered with Nomura Securities International, Inc. and holds licenses for Series 6, Series 7, Series 63 and SIE. Neil has previously held positions with J.P. Morgan Securities LLC and Chase Investment Services Corp. Neil is licensed in all 50 states and the District of Columbia.

Firm Information

Neil Tidwell is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Neil Tidwell’s Registration & Firm History

NY

04/15/2024 - Present

Nomura Securities International, Inc. (NEW YORK NY)

CA

10/01/2012 - 10/01/2013

J.P. MORGAN SECURITIES LLC (SAN LUIS OBISPO CA)

CA

02/14/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (SAN LUIS OBISPO CA)

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Licenses & Designations

BC

Issued 04/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/05/2024

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Neil Robert Tidwell.
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