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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Robert Napoleon is a financial advisor with Wealthpenn.comllc. Neil has been in the financial industry since December 28, 1986. Previously Neil worked at RBC Capital Markets, LLC, UBS PaineWebber Inc., Wealth Resource Capital Corporation, and Coast Financial Advisors. Neil is registered in Arizona, California, Florida, Illinois, Massachusetts, Nevada, New Jersey, New York, North Carolina, South Carolina, Texas, and Utah. Neil has a Series 63, Series 65, Series 7, Series 22, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/23/2020 - Present
Wealthpenn.comllc (Los Angeles CA)
CA
04/14/2003 - 09/19/2011
RBC CAPITAL MARKETS, LLC (BEVERLY HILLS CA)
NJ
01/29/1993 - 04/29/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
11/24/1987 - 11/16/1992
WEALTH RESOURCE CAPITAL CORPORATION (NEWPORT BEACH CA)
NA
10/17/1986 - 12/08/1987
COAST FINANCIAL ADVISORS
IA
Issued 2/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/27/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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