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Neil Robert Doolan

Cantor Fitzgerald & Co.

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About Neil Robert Doolan

Neil Doolan is a financial professional with over 20 years of experience in the securities industry. Neil is currently registered with Cantor Fitzgerald & Co. in New York and Summit, NJ. Previously, Neil was employed by Credit Suisse Securities (USA) LLC, UBS Securities LLC, Lehman Brothers Inc., First Union Securities, Inc., and Nori, Hennion, Walsh, Inc. Neil holds the Series 7, Series 63, SIE, and Series 52TO licenses and is registered in over 30 states.

Firm Information

Neil Doolan is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neil Doolan’s Registration & Firm History

NY

06/04/2018 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

04/30/2008 - 07/03/2018

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

04/04/2006 - 10/10/2007

UBS SECURITIES LLC (NEW YORK NY)

NY

05/19/2004 - 03/22/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

MO

10/01/2000 - 06/05/2002

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

09/22/2000 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NJ

09/16/1999 - 01/10/2000

NORI, HENNION, WALSH, INC. (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 11/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Neil Robert Doolan.
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