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Neil Robert Dennis

W G Securities, LLC

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About Neil Robert Dennis

Neil Robert Dennis is a registered representative with W G Securities, LLC. Neil has a Series 79TO, Series 63, and SIE license and has been in the industry for 2 years. Neil has prior experience with BENJAMIN F. EDWARDS & COMPANY, INC.

Firm Information

Neil Dennis is currently registered with W G Securities, LLC. W G Securities, LLC is a Limited Liability Company formed in December 2005. The firm is registered with the SEC and in 15 states, including Alaska, California, Connecticut, Florida, Georgia, Illinois, Massachusetts, Nebraska, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Neil Dennis’s Registration & Firm History

CT

02/08/2024 - Present

W G Securities, LLC (WOODBRIDGE CT)

MO

03/25/2022 - 12/15/2023

BENJAMIN F. EDWARDS & COMPANY, INC. (ST. LOUIS MO)

CT

01/18/2021 - 03/22/2022

W G SECURITIES, LLC (WOODBRIDGE CT)

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Licenses & Designations

BC

Issued 01/18/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/18/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Neil Robert Dennis.
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