Unclaimed
Neil Robert Bradie is an investment advisor representative with Kestra Advisory Services, LLC. Neil has been in the financial services industry since 1983 and has a broad range of experience in providing investment advice to individuals, businesses and institutions. Neil holds the Series 3, 7, 15 and SIE licenses. He is also a Registered Representative with Kestra Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/12/2024 - Present
Kestra Advisory Services, LLC (Boca Raton FL)
FL
01/10/2014 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
02/13/2013 - 01/15/2014
RAYMOND JAMES & ASSOCIATES, INC. (CORAL SPRINGS FL)
FL
09/02/2010 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CORAL SPRINGS FL)
FL
07/01/2003 - 09/03/2010
WELLS FARGO ADVISORS, LLC (CORAL SPRINGS FL)
NY
10/05/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/04/1992 - 10/05/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CT
10/28/1985 - 09/03/1992
ADVEST, INC. (HARTFORD CT)
NA
04/19/1983 - 11/01/1985
E. F. HUTTON & COMPANY INC
BC
Issued 05/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1994
Series 15 - Foreign Currency Options Examination
BC
Issued 05/27/1983
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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