Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Manning is a financial advisor currently registered with LPL Financial LLC. Neil has been in the financial industry since June 2014. Neil is licensed to provide financial and investment advice in Colorado, Connecticut, Florida, Georgia, Maine, Massachusetts, Missouri, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas and Virginia. Neil has a Series 66, SIE and Series 7 license. Neil's prior firm was National Planning Corporation. Neil is also registered with the Securities and Exchange Commission (SEC) as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
03/22/2021 - Present
LPL Financial LLC (GLASTONBURY CT)
CT
06/16/2014 - 11/29/2017
NATIONAL PLANNING CORPORATION (GLASTONBURY CT)
BOTH
Issued 07/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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