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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Pecka is a financial advisor with Cetera Investment Advisers LLC. Neil has been in the financial services industry since 2007. Neil is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed in New York. Neil has a Series 6, Series 7, Series 24, and Series 66. Neil holds the SIE exam. Neil also works as the Operations Manager for Horan Wealth Management. Cetera Investment Advisers LLC is a registered investment advisor. The firm provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Cetera Investment Advisers LLC manages over $104 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/29/2023 - Present
Cetera Investment Advisers LLC (BALDWINSVILLE NY)
NY
09/05/2012 - 12/23/2021
CADARET, GRANT & CO., INC. (SYRACUSE NY)
FL
03/12/2007 - 08/22/2012
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
BOTH
Issued 02/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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