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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Pecka is an investment advisor representative associated with Cetera Investment Advisers LLC. Neil has been in the industry since 2007 and has worked with CADARET, GRANT & CO., INC., FRANKLIN/TEMPLETON DISTRIBUTORS, INC., HORAN WEALTH MANAGEMENT and CETERA ADVISOR NETWORKS LLC. Neil is registered with the state of New York and holds the Series 6, 7, 24 and 66 licenses. Neil's current employer, Cetera Investment Advisers LLC, is based in Schaumburg, Illinois, and has approximately 104 billion dollars of assets under management. The firm offers financial planning, pension consulting, and educational seminars in addition to investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (BALDWINSVILLE NY)
NY
09/05/2012 - 12/23/2021
CADARET, GRANT & CO., INC. (SYRACUSE NY)
FL
03/12/2007 - 08/22/2012
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
BOTH
Issued 2/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/14/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 3/9/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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