Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Hogan is a financial professional with over 20 years of experience in the financial services industry. Currently, Neil is a registered representative with Pruco Securities, LLC. Prior to this, Neil has held positions at a number of well-known firms including UBS Financial Services Inc., Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc. Neil is also a registered principal, holding Series 24 and Series 10 qualifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
04/04/2019 - Present
Pruco Securities, LLC (NEWARK NJ)
NJ
06/13/2016 - 03/21/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/01/2009 - 03/30/2016
MORGAN STANLEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
04/12/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/08/2004 - 02/13/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/19/1999 - 02/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/11/1998 - 06/24/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2019
Series 24 - General Securities Principal Examination
BC
Issued 11/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2002
Series 3 - National Commodity Futures Examination
BC
Issued 05/29/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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