Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Patrick Harris is an investment advisor representative registered with Northwestern Mutual Investment Services, LLC, a firm based in Milwaukee, Wisconsin. Neil has been in the financial services industry since 2020. Neil is licensed in Connecticut and holds the Series 63, Series 6TO and SIE licenses. Neil has previously worked at MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC. Neil has a branch office located at 274 Riverside Ave Ste 4, Westport, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
11/21/2023 - Present
Northwestern Mutual Investment Services, LLC (WESTPORT CT)
CT
05/20/2021 - 03/16/2023
MML INVESTORS SERVICES, LLC (SHELTON CT)
CT
03/12/2020 - 04/09/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FAIRFIELD CT)
BC
Issued 06/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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