Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Parker Gibson has been in the financial industry since July 28, 2008. Neil holds the Series 63, Series 7, Series 52, and SIE licenses. Neil currently works for TD Securities (usa) LLC, registered with the Securities and Exchange Commission as a broker-dealer. Neil is registered with 52 states and 1 Finra branch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/29/2012 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
02/17/2005 - 06/29/2007
UST SECURITIES CORP. (NEW YORK NY)
FL
08/29/2002 - 12/18/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 04/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2012
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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