Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Parekh is an investment advisor representative with RBC Capital Markets, LLC and has been in the industry since July 31, 2006. Neil has held previous roles with Morgan Stanley and Wells Fargo Advisors. Neil has passed the Uniform Combined State Law Examination, General Securities Representative Examination, Securities Industry Essentials Examination, and the General Securities Sales Supervisor - Options Module Examination. Neil specializes in Portfolio Management for Individuals, Businesses, and Pooled Investment Vehicles. Neil is currently registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/25/2024 - Present
RBC Capital Markets, LLC (SUNNYVALE CA)
CA
11/29/2013 - 03/19/2020
MORGAN STANLEY (SAN JOSE CA)
CA
01/03/2011 - 11/19/2013
WELLS FARGO ADVISORS, LLC (CUPERTINO CA)
CA
06/20/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SUNNYVALE CA)
BOTH
Issued 06/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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