Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Berube is a financial advisor who has been working in the industry since August 24, 2007. Neil is currently registered with Fidelity Brokerage Services LLC and holds Series 4, 7, 9, 10, and 63 licenses. Neil is registered in Massachusetts, New Hampshire, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
08/24/2007 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 08/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2014
Series 4 - Registered Options Principal Examination
BC
Issued 11/19/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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