Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Neil? Claim Your ProfileNeil Omaque is a financial professional registered with Northwestern Mutual Investment Services, LLC, a firm that provides a range of investment and advisory services. Neil Omaque holds multiple professional licenses, including the Series 63, SIE, and Series 6TO exams. Neil Omaque is located in Santa Monica, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
08/07/2023 - Present
Northwestern Mutual Investment Services, LLC (Santa Monica CA)
BC
Issued 07/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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